FP Markets Regulation

fp markets regulation

What is ASIC?

The Australian Securities and Investments Commission (ASIC) is the independent body responsible for governing the nation’s finance sector. It is the duty of ASIC to guarantee that the financial systems are up to date and protect customers from any fraudulent activity or misconduct. ASIC is also tasked with the investigation and prosecution of companies that breach the financial regulations and has the power to impose fines and other punishments. FP Markets holds an Australia Financial Services Licence (AFSL) which is regulated by ASIC with the number 286354, and must abide by the regulations and standards to ensure the safety of their clients and fairness.

Being compliant with the regulations is essential in the financial industry as it safeguards investors and preserves the transparency of the marketplace. FP Markets is supervised by ASIC and is also regulated by Cypriot and St. Vincent and the Grenadines authorities. They have designated teams for compliance and customer service that make sure the rules are followed, and products are delivered to the highest quality.

Established in 2005, FP Markets is a sought-after CFD broker on a global level. They provide a wide array of financial instruments such as forex, stocks, indices, commodities, and cryptocurrencies. To stay true to their mission of offering secure and transparent services, FP Markets is required to comply with ASIC’s regulations. These cover areas such as capital requirements, risk management, consumer protection, and disclosure requirements.

No matter the size or location of the business, following the regulations is a must in order to establish trust and reliability. ASIC oversees FP Markets to make sure that the operations are transparent and fair and that the clients are completely protected. The AFSL granted to FP Markets is a confirmation of their commitment to the highest standards of safety and quality.

What is AFSL?

An Australian Financial Services Licence (AFSL), issued by the Australian Securities and Investments Commission (ASIC), is required for companies providing financial services in the country. This licence guarantees that the institution meets specific standards of expertise, resources and risk management. Moreover, it ensures the safety of customers’ funds, as well as provides them with transparent information regarding the services and products on offer. FP Markets holds an AFSL with the number 286354.

Utilising a company that possesses an AFSL brings several advantages. These include being subject to strict regulations to protect the interests of customers, such as having the resources to address client complaints and grievances, as well as informing them of the risks associated with investing. FP Markets is dedicated to offering a secure environment for its clients, and its AFSL serves as a testament to this commitment.

When selecting a financial services provider, it is essential to ascertain that it holds the relevant licence. This is where FP Markets stands out, as its AFSL demonstrates its professionalism and integrity, in addition to its pledge to safeguard its customers. Opening an account with the company only requires a minimum deposit of $100, giving investors access to a wide range of assets, including forex, indices, commodities and cryptocurrencies.

What is FP Markets?

When it comes to accessing the financial markets, global CFD broker First Prudential Markets Pty Ltd, regulated by the Australian Securities and Investments Commission (ASIC) and other agencies, is a trusted source. Established in 2005, it has earned a reputation for reliability.

This organization provides versatile training opportunities for those wishing to learn more about trading and the financial markets. From novices to veterans, everyone can benefit from its offerings.

Client safety is a top priority, and to that end, FP Markets has implemented a series of regulations and protocols. This includes a dedicated compliance and customer support team as well as compliance with standards set by ASIC and other authorities.

Investors can rest assured that they are in good hands with FP Markets, which offers a secure environment to conduct their business.

Regulations of FP Markets

Commitment to regulatory compliance is a cornerstone of our company. We take pride in being regulated by the renowned Australian Securities and Investments Commission (ASIC), one of the most rigorous financial regulatory bodies in the world. This guarantees that we abide by the utmost standards of transparency, responsibility, and ethical conduct, all of which are essential to creating confidence and trust among our investors and stakeholders.

Moreover, we also possess an Australian Financial Services License (AFSL) with the number 286354, which is granted by ASIC and allows us to offer financial services and products to clients both in Australia and worldwide. This license is the proof of our commitment to regulatory compliance and the protection of our clients, and it is one of the reasons why we have been a reliable global CFD broker since 2005.

Furthermore, we are also regulated by authorities in Cyprus and St. Vincent and the Grenadines, demonstrating our dedication to regulatory compliance and global best practices. This ensures that we conduct our operations in a transparent and ethical manner, and that we adhere to the highest standards of regulatory compliance and investor protection. This is paramount in building trust and assurance with our investors, and is one of the key elements that have made us successful since our inception.

Investor Protection with FP Markets

Investor protection is of utmost importance when trading, and this is something that FP Markets takes very seriously. They have dedicated compliance and customer support teams that ensure all investors are safeguarded. The broker is regulated by the Australian Securities and Investments Commission (ASIC) and holds an Australian Financial Services Licence (AFSL) No 286354, which keeps them within strict guidelines and safeguards clients’ funds in segregated client trust accounts. In addition to ASIC, FP Markets is also licensed by authorities in Cyprus and St. Vincent and the Grenadines, further increasing the security of investors’ funds. By trading with FP Markets, investors can rest assured that their investments are in safe hands.

FP Markets also offers a copy trading service, allowing traders to mimic the trades of successful investors. This is a great opportunity for novice traders to learn, and provides an additional layer of protection for investors. By copying the trades of experienced traders, traders can reduce their risk exposure and increase their chances of making a profit. FP Markets carefully selects their copy trading providers to ensure the highest quality of successful and experienced traders are available to investors. All in all, FP Markets goes the extra mile to ensure the safety and security of their clients, making them a reliable and trustworthy broker for traders of all levels.


In conclusion, FP Markets is a trusted and regulated CFD broker that offers access to various financial assets through their trading platforms, including the popular MT4 and MT5. With their authorization and regulation by ASIC, as well as other authorities, and dedicated compliance and customer support teams, FP Markets prioritizes investor protection. As a result, investors can feel confident in their choice to trade with FP Markets and take advantage of their flexible studying options in higher education.

Trade Responsibly: Derivative products are highly leveraged, carry a high level of risk and are not suitable for all investors.

Author of this article


Leave a comment

Index of Contents